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General Exchange Act
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#	Item
361	Joseph S. Schwalm d/b/a Integrity Financial - OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-02-17 11:55:58 Business Securities 73rd United States Congress United States Securities and Exchange Commission Securities Act Security Selling away General Securities Representative Exam Covered security United States securities law Financial economics Finance
362	James R. Coburn, John P. Matias, and the MedWell Group, Inc. - OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-04-29 14:07:53 Financial system Investment Stock market 73rd United States Congress Security Securities Act Broker-dealer General Securities Representative Exam World Group Securities United States securities law Financial economics United States Securities and Exchange Commission
363	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2012-04-25 09:59:39 Financial system U.S. Securities and Exchange Commission General Securities Representative Exam Financial Industry Regulatory Authority Financial adviser Securities Exchange Act Broker-dealer Securities Act United States securities law Financial economics Finance
364	UNOFFICIAL COPY AS OF[removed] 14 REG. SESS. 14 RS SB 65/GA AN ACT relating to mental health records. Be it enacted by the General Assembly of the Commonwealth of Kentucky: âSection 1. KRS[removed]is amended to read Add to Reading List Source URL: www.lrc.ky.gov Language: English - Date: 2014-02-24 19:13:24 Medical terms Nursing Healthcare Patient safety Health Insurance Portability and Accountability Act Health information exchange Medical record Patient Health care provider Health Medicine Health informatics
365	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC[removed]Form 10-Q Í QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: media.gm.com Language: English - Date: 2014-02-19 22:40:26 Generally Accepted Accounting Principles Financial statements Financial accounting Financial markets United States housing bubble Balance sheet International Financial Reporting Standards Income statement General Motors Chapter 11 reorganization Finance Accountancy Business
366	CHANGES TO SEC REGULATION D – DISQUALIFICATION OF BAD ACTORS AND LIFTING OF THE BAN ON GENERAL SOLICITATION FREQUENTLY ASKED QUESTIONS 1. Where can one find information as to the events that disqualify a person from be Add to Reading List Source URL: ofi.louisiana.gov Language: English - Date: 2013-11-06 12:14:43 Finance Business Financial regulation 73rd United States Congress Stock market Regulation D Securities Act Security Qualified institutional buyer United States Securities and Exchange Commission United States securities law Financial economics
367	FORM 33-506F5 CHANGE OF REGISTRATION INFORMATION (sections 3.1 and[removed]GENERAL INSTRUCTIONS Complete and submit this form to notify the relevant regulator(s) or, in Québec, the securities regulatory authority, or self Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 21:25:09 Ontario Securities Commission Autorité des marchés financiers British Columbia Securities Commission Self-regulatory organization Securities Commission Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Exchange Act Financial regulation Financial system Government
368	SEC Lifts Ban on General Solicitation and Advertising: What OTCQX, OTCQB and OTC Pink Companies Should Know On September 23, the JOBS Act-mandated SEC rule permitting general solicitation and advertising of private offer Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2013-10-25 09:21:54 Financial economics OTC Markets Group Investment Financial regulation Rule 144A Financial Industry Regulatory Authority Securities Act Regulation D Security United States securities law United States Securities and Exchange Commission Stock market
369	Testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations United States Senate by Chair Mary Jo White U.S. Securities and Exchange Commission Add to Reading List Source URL: www.appropriations.senate.gov Language: English - Date: 2014-05-14 13:02:03 Investment Financial markets United States securities law Late-2000s financial crisis U.S. Securities and Exchange Commission Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Financial Industry Regulatory Authority Financial economics Finance Business
370	SEC Proposes Roadmap for Advertising in Securities Offerings September 10, 2012 The US Securities and Exchange Commission ("SEC") has proposed rules eliminating the prohibition against general solicitation and general ad Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-10-31 22:08:16 Investment United States securities law Financial regulation Financial services Regulation D Securities Act SEC filing Qualified institutional buyer Rule 144A Financial economics Finance United States Securities and Exchange Commission

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